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Michael Frank Puleio

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Michael Frank Puleio

Michael Frank Puleio is a registered Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since May 6, 2006. Michael is registered with the state of New York as an Investment Advisor Representative and with the state of Texas as a Broker-Dealer. Michael has held previous positions with MBSC Securities Corporation, MetLife Securities Inc. and Metropolitan Life Insurance Company. Michael's experience and expertise extends to areas such as portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.

Firm Information

Michael Puleio is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Puleio’s Registration & Firm History

NY

09/30/2024 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)

NY

02/26/2014 - 12/31/2015

MBSC SECURITIES CORPORATION (NEW YORK NY)

NJ

07/18/2003 - 02/06/2014

METLIFE SECURITIES INC. (CRANFORD NJ)

NJ

07/18/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (CRANFORD NJ)

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Licenses & Designations

IA

Issued 04/01/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/31/2015

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Frank Puleio.
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