Unclaimed
Michael Frank Mills is a financial professional with over 3 years of experience in the industry. Michael holds the Series 4, 7, 24, 52, 53, 63 and SIE licenses and has been registered with MML Investors Services, LLC since December 2021. Michael was previously employed by Advisory Group Equity Services Ltd. Prior to joining MML Investors Services, LLC, Michael was a registered representative of Advisory Group Equity Services Ltd. in Reading, MA. Michael has a deep understanding of the financial markets and is committed to providing his clients with personalized investment advice. Michael specializes in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
12/01/2021 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
01/13/2020 - 11/15/2021
ADVISORY GROUP EQUITY SERVICES LTD. (READING MA)
BC
Issued 06/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/15/2021
Series 4 - Registered Options Principal Examination
BC
Issued 02/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2020
Series 99TO - Operations Professional Examination
BC
Issued 10/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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