Unclaimed
Michael Frank Baca is a Registered Investment Advisor (IA) and a Broker-Dealer Representative (BC) with State Farm Investment Management Corp. Michael is registered to conduct business in Kansas and Missouri. Michael began working in the securities industry on April 1, 2012, and is affiliated with State Farm Investment Management Corp. in Leawood, Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KS
01/14/2019 - Present
State Farm Investment Management Corp. (Leawood KS)
IA
Issued 01/14/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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