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Michael Frank Aleman

Cetera Investment Services LLC

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About Michael Frank Aleman

Michael Frank Aleman is a financial advisor with Cetera Investment Services LLC. Michael has been in the financial services industry since 1999. Michael has experience working at a variety of firms, including Truist Investment Services, Inc., BB&T Securities, LLC, and LPL Financial Corporation. Michael holds the Series 7, Series 63, Series 66 and SIE licenses and is registered in Alabama and Florida.

Firm Information

Michael Aleman is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Aleman’s Registration & Firm History

FL

11/02/2021 - Present

Cetera Investment Services LLC (MIAMI FL)

FL

02/17/2021 - 08/11/2021

TRUIST INVESTMENT SERVICES, INC. (MIAMI FL)

VA

01/02/2018 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

FL

09/25/2017 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (MIAMI FL)

FL

05/05/2008 - 04/09/2015

NORTHERN TRUST SECURITIES, INC. (MIAMI FL)

FL

06/13/2008 - 09/30/2011

VISION INVESTMENT SERVICES, INC. (MIAMI FL)

FL

03/04/2008 - 04/23/2008

LPL FINANCIAL CORPORATION (MIAMI LAKES FL)

FL

05/01/2006 - 03/04/2008

IFMG SECURITIES, INC. (MIAMI LAKES FL)

AL

01/23/2002 - 04/28/2006

COLONIAL BROKERAGE, INC. (MONTGOMERY AL)

TX

04/13/2000 - 01/22/2002

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

NC

02/16/1999 - 04/12/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

MA

04/01/1998 - 12/11/1998

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

FL

07/03/1996 - 04/01/1998

BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 10/23/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Frank Aleman.
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