Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Keogh is a financial professional with over 30 years of experience in the securities industry. Michael has a strong background in investments and has held senior positions at several reputable firms including Icapital Securities, LLC, Blackrock Investments, LLC, OppenheimerFunds Distributor, Inc. and Shearson Lehman Hutton Inc. Michael is currently registered with Icapital Markets LLC and holds the Series 7, Series 24 and Series 63 licenses. Michael is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/27/2018 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
10/13/2010 - 09/18/2018
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
08/29/1989 - 09/08/2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
01/23/1985 - 07/27/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 02/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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