Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Weir is a financial advisor with over 30 years of experience in the industry. Michael currently works with ASL Capital Markets Inc. based out of Stamford, CT. Michael has held prior roles at RBC Capital Markets, LLC, UBS Securities LLC, SG Cowen Securities Corporation, and Prudential Securities Incorporated. Michael holds Series 7 and Series 63 licenses and is registered to provide securities advice in all 50 states. Michael is an experienced financial advisor who can help clients with a variety of financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/14/2018 - Present
ASL Capital Markets Inc. (STAMFORD CT)
NY
12/10/2013 - 01/09/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CT
03/14/2000 - 02/06/2013
UBS SECURITIES LLC (STAMFORD CT)
NY
05/16/1998 - 03/09/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/02/1995 - 04/22/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
08/13/1990 - 09/21/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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