Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Swallow is a registered investment advisor representative with Truist Advisory Services, Inc. located in King of Prussia, PA. Michael has been in the industry since 2002. Previously, Michael was associated with LPL Financial LLC, BB&T Securities, LLC, Valley Forge Asset Management, LLC, Widmann, Siff & Co., Inc., and Sturdivant & Co. Inc. Michael offers financial planning services, portfolio management for businesses and individuals, as well as publication of periodicals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/13/2023 - Present
Truist Advisory Services, Inc. (KING OF PRUSSIA PA)
PA
08/26/2021 - 12/13/2021
LPL FINANCIAL LLC (PHILADELPHIA PA)
PA
03/01/2016 - 02/04/2021
BB&T SECURITIES, LLC (KING OF PRUSSIA PA)
PA
05/09/2002 - 06/01/2016
VALLEY FORGE ASSET MANAGEMENT, LLC (KING OF PRUSSIA PA)
PA
08/20/2007 - 05/02/2008
WIDMANN, SIFF & CO., INC. (EXTON PA)
NJ
10/09/2000 - 03/27/2002
STURDIVANT & CO. INC (VOORHEES NJ)
BOTH
Issued 10/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/30/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 7/20/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/12/2017
Series 57 - Securities Trader Exam
BC
Issued 10/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Swallow is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
