Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Swallow is an Investment Advisor Representative at Truist Advisory Services, Inc. based in King of Prussia, Pennsylvania. Michael has been in the industry since 2002 and has a strong background in financial planning and portfolio management. Michael holds several licenses and designations including Series 7, Series 24, Series 27, Series 52, Series 53, Series 57, Series 66 and SIE. Michael's prior employment includes positions at LPL Financial LLC, BB&T Securities, LLC and Valley Forge Asset Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/13/2023 - Present
Truist Advisory Services, Inc. (KING OF PRUSSIA PA)
PA
08/26/2021 - 12/13/2021
LPL FINANCIAL LLC (PHILADELPHIA PA)
PA
03/01/2016 - 02/04/2021
BB&T SECURITIES, LLC (KING OF PRUSSIA PA)
PA
05/09/2002 - 06/01/2016
VALLEY FORGE ASSET MANAGEMENT, LLC (KING OF PRUSSIA PA)
PA
08/20/2007 - 05/02/2008
WIDMANN, SIFF & CO., INC. (EXTON PA)
NJ
10/09/2000 - 03/27/2002
STURDIVANT & CO. INC (VOORHEES NJ)
BOTH
Issued 10/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/20/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2017
Series 57 - Securities Trader Exam
BC
Issued 10/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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