Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a registered representative and investment advisor representative at Piper Sandler & Co. Michael has been in the financial services industry for over 6 years. Michael previously worked at D.A. Davidson & Co. in Denver, CO. Michael has passed the SIE, Series 52, and Series 63 exams. Michael holds registrations in Colorado, Idaho, Kansas, Missouri, New Mexico, Texas and Utah. Michael specializes in portfolio management for businesses and provides analytical reports and public finance consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
11/30/2020 - Present
Piper Sandler & Co. (DENVER CO)
CO
12/13/2017 - 11/30/2020
D.A. DAVIDSON & CO. (DENVER CO)
BC
Issued 04/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2017
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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