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Michael Francis Sposito

Schwab Wealth Advisory, Inc.

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About Michael Francis Sposito

Michael Sposito is a financial advisor at Schwab Wealth Advisory, Inc. Michael has been in the financial services industry since 1987 and has a wide range of experience in providing financial planning and investment management services to individual and business clients. He is a registered representative of Charles Schwab & Co., Inc. and holds the Series 63, Series 66, Series 7 and SIE licenses. Michael has been registered with Schwab Wealth Advisory, Inc. since January 2012.

Firm Information

Michael Sposito is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Michael Sposito’s Registration & Firm History

FL

01/11/2021 - Present

Schwab Wealth Advisory, Inc. (ORLANDO FL)

NA

10/22/1986 - 02/04/1987

THE STUART-JAMES COMPANY, INC.

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Licenses & Designations

BOTH

Issued 11/22/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/12/1991

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Francis Sposito.
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