Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spillane is a financial advisor registered with Stonex Financial Inc. Michael holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses. Michael has been in the financial services industry since January 12, 2014 and has previously worked for INTL FCSTONE CREDIT TRADING LLC. Michael is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2019 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
01/13/2014 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)
BC
Issued 10/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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