Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romagnolo is a financial advisor with over 30 years of experience in the financial services industry. Michael currently works at Morgan Stanley. Prior to joining Morgan Stanley, Michael worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Wachovia Securities, LLC, Morgan Stanley DW Inc., Banc of America Investment Services, Inc., NationsSecurities, Aetna Investment Services, Inc., and Aetna Life Insurance and Annuity Company. Michael is registered to provide financial advice in multiple states including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, and Wisconsin. Michael has a wide range of experience and expertise in financial planning, investment management, asset allocation, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/22/2021 - Present
Morgan Stanley (Fort Lauderdale FL)
FL
02/19/2016 - 10/25/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
FL
01/23/2009 - 03/01/2016
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
FL
07/16/2003 - 01/28/2009
WACHOVIA SECURITIES, LLC (DELRAY BEACH FL)
NY
12/06/2001 - 07/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
01/01/1998 - 12/13/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
09/01/1994 - 01/01/1998
NATIONSSECURITIES
CT
10/15/1993 - 08/22/1995
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
04/06/1992 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 11/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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