Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rathnau is a financial advisor who has been in the industry since 2001. Michael is currently affiliated with Wellesley Asset Management, Inc. and has also worked with Principal Funds Distributor, Inc., Princor Financial Services Corporation, Claymore Securities, Inc., Allstate Distributors, L.L.C., and TCF Investments, Inc. Michael is registered with FINRA and has a Series 6, Series 7, and Series 63 license. Michael also holds a Series 65 license, which is the Investment Adviser Law Examination. Michael specializes in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles. Michael focuses on developing long-term financial strategies for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
02/06/2019 - Present
Wellesley Asset Management, Inc. (HOMER GLEN IL)
IA
01/16/2016 - 07/12/2018
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IL
12/21/2005 - 04/05/2016
PRINCOR FINANCIAL SERVICES CORPORATION (CHICAGO IL)
IL
11/01/2005 - 11/28/2005
CLAYMORE SECURITIES, INC. (CHICAGO IL)
IL
06/04/2004 - 11/14/2005
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MN
07/15/2003 - 03/25/2004
TCF INVESTMENTS, INC. (MINNEAPOLIS MN)
IL
09/28/2000 - 07/14/2003
CALAMOS FINANCIAL SERVICES, INC. (NAPERVILLE IL)
BC
Issued 07/29/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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