Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Poell is a financial professional with over 27 years of experience in the securities industry. Michael is currently registered with U.S. Bancorp Investments, Inc. and is located in Charlotte, NC. Previously, Michael held positions at Mizuho Securities USA Inc., BANC OF AMERICA SECURITIES LLC and BANC OF AMERICA FUTURES, INCORPORATED. Michael has passed the Series 3, 4, 7, 24, 52, 53, 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
09/22/2011 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NY
10/28/2010 - 09/12/2011
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NC
01/29/1994 - 09/17/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
12/03/2003 - 08/10/2005
BANC OF AMERICA FUTURES, INCORPORATED (NEW YORK NY)
NY
11/26/2002 - 01/16/2003
BANC OF AMERICA FUTURES, INCORPORATED (NEW YORK NY)
BC
Issued 04/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1996
Series 4 - Registered Options Principal Examination
BC
Issued 03/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 12/16/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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