Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Oshaughnessey is an investment advisor representative at Oppenheimer & Co. Inc., a firm that manages assets between $1 billion and $10 billion. Michael has been in the industry since 1971 and has held previous roles at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and S. J. Lind, Inc. Michael specializes in providing financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
08/05/2016 - Present
Oppenheimer & Co. Inc. (SARASOTA FL)
MI
05/27/1994 - 05/13/2009
UBS FINANCIAL SERVICES INC. (TROY MI)
NY
09/26/1978 - 06/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/24/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
03/10/1971 - 09/18/1971
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
03/10/1971 - 09/18/1971
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
01/07/1970 - 02/15/1971
S. J. LIND, INC.
IA
Issued 08/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 12/30/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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