Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael O'Connor is an investment advisor representative at U.S. Capital Wealth Advisors, LLC, based in Andover, Massachusetts. Michael has been in the financial services industry since 1995. Michael is licensed to provide investment advice in Massachusetts and Texas. Michael holds Series 6, 7, 63 and 65 licenses and the SIE. Prior to joining U.S. Capital Wealth Advisors, LLC, Michael worked at TRIAD ADVISORS LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael also holds a life insurance license and spends approximately 10 hours a month selling and servicing fixed insurance and annuity products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
08/29/2022 - Present
U.s. Capital Wealth Advisors, LLC (Andover MA)
MA
11/19/2018 - 12/01/2022
TRIAD ADVISORS LLC (Andover MA)
MA
05/23/2002 - 11/21/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ANDOVER MA)
MA
12/14/1998 - 05/15/2002
RYAN FINANCIAL, INC. (ANDOVER MA)
RI
01/31/1997 - 07/24/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
01/27/1995 - 01/30/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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