Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Newcomb is a financial advisor with M&T Securities, Inc. located in Rochester, NY. Michael has been in the financial services industry since 1999. Michael holds Series 7, 24, 63, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/02/2023 - Present
M&T Securities, Inc. (Rochester NY)
NC
08/01/2023 - 10/11/2023
CITIZENS JMP SECURITIES, LLC (CHARLOTTE NC)
NC
05/02/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
CT
11/02/2015 - 05/17/2016
CITIZENS SECURITIES, INC. (STAMFORD CT)
CT
11/06/2006 - 09/17/2015
RBS SECURITIES INC. (STAMFORD CT)
CT
08/31/1999 - 11/10/2006
UBS SECURITIES LLC (STAMFORD CT)
NY
11/24/1998 - 08/19/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Newcomb is the right advisor for you? Invested Better is here to help.
