Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Middendorf is an investment advisor representative registered with Alpha Cubed Investments, LLC, where he is a registered investment advisor. Michael has over 20 years of experience in the financial services industry. He holds the Series 7, 9, 10, 63, and 66 securities licenses and has a Certified Financial Planner designation. Michael has previously worked with firms such as Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Waterhouse Investor Services, Inc., Charles Schwab & Co., Inc., CyberTrader, Inc., Dortch Securities & Investments, Inc., and IDS Life Insurance Company. Michael provides investment advisory services to high-net-worth individuals and other individuals. Michael's firm Alpha Cubed Investments offers a range of investment advisory services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/15/2014 - Present
Alpha Cubed Investments, LLC (IRVINE CA)
TX
02/08/2013 - 10/23/2014
AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)
TX
08/01/2006 - 02/15/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
07/22/2002 - 02/01/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (HOUSTON TX)
TX
01/19/2001 - 07/11/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
03/06/2001 - 07/17/2001
CYBERTRADER, INC. (AUSTIN TX)
AR
06/28/2000 - 10/24/2000
DORTCH SECURITIES & INVESTMENTS, INC. (LITTLE ROCK AR)
NE
02/10/1998 - 01/07/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MN
11/17/1997 - 02/09/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/17/1997 - 02/09/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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