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Michael Francis MacSwain

John Hancock Investment Management Distributors LLC

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About Michael Francis MacSwain

Michael Francis MacSwain is a Registered Representative with John Hancock Investment Management Distributors LLC. Michael has been in the securities industry for over 15 years. Michael previously worked at Signator Investors, Inc. and John Hancock Distributors LLC. Michael is licensed to sell securities in Massachusetts.

Firm Information

Michael MacSwain is currently registered with John Hancock Investment Management Distributors LLC. John Hancock Investment Management Distributors LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael MacSwain’s Registration & Firm History

MA

09/22/2014 - Present

John Hancock Investment Management Distributors LLC (BOSTON MA)

MA

11/30/2010 - 02/07/2014

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

05/25/2007 - 11/03/2010

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

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Licenses & Designations

IA

Issued 06/24/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2012

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Francis MacSwain.
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