Unclaimed
Michael Francis Law is a financial advisor with over 20 years of experience in the industry. Michael has been registered with LPL Financial LLC since May 2014. Michael holds multiple industry licenses and designations, including Series 7, Series 31, and Series 65 licenses, as well as the Certified Financial Planner designation. Prior to joining LPL Financial, Michael has held positions at Waddell & Reed, Wells Fargo Advisors, LLC and A. G. Edwards & Sons, INC.. Michael offers investment advisory services, portfolio management, financial planning, and consulting to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/25/2021 - Present
LPL Financial LLC (SEVEN FIELDS PA)
PA
11/24/2010 - 06/19/2014
WADDELL & REED (PITTSBURGH PA)
PA
01/01/2008 - 11/29/2010
WELLS FARGO ADVISORS, LLC (PITTSBURGH PA)
PA
11/29/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PITTSBURGH PA)
NY
05/21/2001 - 12/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/25/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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