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Michael Francis Gibbons

State Street Global Markets, LLC

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About Michael Francis Gibbons

Michael Gibbons is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with State Street Global Markets, LLC and previously held positions with Fidelity Brokerage Services LLC and National Financial Services LLC. Michael holds the Series 24, Series 55, Series 57TO and SIE licenses. Michael specializes in securities trading and has a strong understanding of the financial markets.

Firm Information

Michael Gibbons is currently registered with State Street Global Markets, LLC. State Street Global Markets, LLC is a Limited Liability Company formed in 2016 and approved in 53 states and the District of Columbia, including SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Gibbons’s Registration & Firm History

MA

05/22/2024 - Present

State Street Global Markets, LLC (BOSTON MA)

RI

02/25/2016 - 04/02/2024

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

07/16/2010 - 04/02/2024

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

07/30/2007 - 06/28/2010

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

08/26/2005 - 07/13/2007

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

07/14/2004 - 07/28/2005

PULSE TRADING, INC. (BOSTON MA)

MA

03/11/2002 - 07/01/2004

LEERINK SWANN & COMPANY (BOSTON MA)

NY

07/24/2000 - 03/12/2002

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/20/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2001

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Francis Gibbons.
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