Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Flaherty is a financial professional with over 28 years of experience in the industry. Michael is currently registered with Charles Schwab & CO., Inc., in Boston, Massachusetts. Michael has been with Charles Schwab & CO., Inc. since 2011, and previously held roles with firms such as PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, NATIONAL FINANCIAL SERVICES LLC, FIDELITY BROKERAGE SERVICES LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and FIDELITY DISTRIBUTORS CORPORATION. Michael holds licenses in Series 6, 7, 24, and 63 as well as the SIE exam. Michael specializes in Financial Planning, and Selection of Other Advisors, and is also a Wrap Fee Program Sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MA
11/22/2011 - Present
Charles Schwab & CO., Inc. (Boston MA)
CA
02/14/2011 - 10/26/2011
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
08/07/2008 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
MA
12/20/2006 - 08/01/2008
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
06/15/2000 - 12/20/2006
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
05/04/1994 - 06/15/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
12/15/1993 - 04/29/1994
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BC
Issued 11/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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