Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Conroy is a financial advisor with over 15 years of experience in the financial services industry. Michael is currently registered with First Trust Advisors LP and holds Series 6, 7, 63 and 65 securities licenses, as well as the SIE. Michael has previously worked with Northern Trust Securities, Inc., PFPC Distributors, Inc. and Scudder Distributors, Inc. in various roles. Michael is a highly skilled advisor, and is able to provide a variety of services to individual clients, including portfolio management, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
11/12/2015 - Present
First Trust Advisors LP (WHEATON IL)
IL
08/25/2006 - 06/18/2009
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
ME
06/14/2004 - 06/27/2006
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
IL
07/16/2003 - 05/07/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 11/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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