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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Connelly is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Michael's career in the financial services industry began on November 21, 1989. Connelly is registered as a securities broker (Series 7, Series 3, Series 63, Series 9, Series 10 and SIE) and investment advisor representative (Series 65) in many states and is also an investment advisor representative in Texas. Michael is based in Newtown Square, PA and works out of the Wells Fargo Clearing Services, LLC branch office in Newtown Square, PA. Michael has previously been employed with Legg Mason Wood Walker, Incorporated, Smith Barney Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/05/2016 - Present
Wells Fargo Clearing Services, LLC (NEWTOWN SQUARE PA)
MD
04/21/1995 - 05/09/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/31/1993 - 05/15/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
11/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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