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Michael Francis Carrigg

Stoever, Glass & Co. Inc.

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About Michael Francis Carrigg

Michael Francis Carrigg is a financial advisor who has been active in the industry since 1984. Michael is currently registered with Stoever, Glass & Co. Inc. in New York, NY. Michael has worked for several firms over the years, including Smith Barney, Harris Upham & Co., Incorporated, Investor Service Center, Inc., and Bull & Bear Securities, Inc. Michael has a wide range of experience in the financial services industry and is committed to providing clients with the highest level of service.

Firm Information

Michael Carrigg is currently registered with Stoever, Glass & Co. Inc.. Stoever, Glass & Co. Inc. is a Corporation that was formed on May 5, 1964. The firm is registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Carrigg’s Registration & Firm History

NY

06/12/1992 - Present

Stoever, Glass & Co. Inc. (NEW YORK NY)

NY

01/04/1988 - 10/02/1991

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

06/28/1984 - 11/30/1987

INVESTOR SERVICE CENTER, INC.

NA

08/30/1984 - 11/25/1987

BULL & BEAR SECURITIES, INC.

NA

12/21/1983 - 07/14/1986

LION PROGRAMS, INC.

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Licenses & Designations

BC

Issued 12/30/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/1984

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/17/1983

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Michael Francis Carrigg. Review regulatory record here.
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