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Michael Fowler

Wells Fargo Clearing Services, LLC

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About Michael Fowler

Michael Fowler is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Michael has been working in the financial industry since 1992. Michael is licensed to provide investment advice and services in a number of states. Michael has a strong background in financial planning and portfolio management for individuals and businesses. Prior to joining Wells Fargo Clearing Services, LLC, Michael was an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Michael's prior experience with these firms provides him with a broad understanding of the financial services industry. Michael is dedicated to helping clients reach their financial goals.

Firm Information

Michael Fowler is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Fowler’s Registration & Firm History

VA

09/06/2024 - Present

Wells Fargo Clearing Services, LLC (MCLEAN VA)

VA

06/01/2017 - 11/16/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RESTON VA)

DC

03/31/2010 - 06/28/2011

MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)

VA

06/16/2009 - 04/08/2010

WADDELL & REED, INC. (VIENNA VA)

AZ

04/02/2008 - 05/13/2008

ECHOTRADE LLC (PHOENIX AZ)

MA

02/26/2001 - 06/18/2001

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

01/31/1997 - 06/16/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MD

09/01/1994 - 12/02/1996

CAPITAL RESOURCES, INC. (ROCKVILLE MD)

GA

03/12/1994 - 08/22/1994

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

CO

09/11/1992 - 01/04/1993

TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)

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Licenses & Designations

BOTH

Issued 07/18/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/14/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Fowler. Review regulatory record here.
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