Unclaimed
Michael Fowler is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Michael has been working in the financial industry since 1992. Michael is licensed to provide investment advice and services in a number of states. Michael has a strong background in financial planning and portfolio management for individuals and businesses. Prior to joining Wells Fargo Clearing Services, LLC, Michael was an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Michael's prior experience with these firms provides him with a broad understanding of the financial services industry. Michael is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/06/2024 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
VA
06/01/2017 - 11/16/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RESTON VA)
DC
03/31/2010 - 06/28/2011
MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)
VA
06/16/2009 - 04/08/2010
WADDELL & REED, INC. (VIENNA VA)
AZ
04/02/2008 - 05/13/2008
ECHOTRADE LLC (PHOENIX AZ)
MA
02/26/2001 - 06/18/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/31/1997 - 06/16/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
09/01/1994 - 12/02/1996
CAPITAL RESOURCES, INC. (ROCKVILLE MD)
GA
03/12/1994 - 08/22/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
CO
09/11/1992 - 01/04/1993
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
BOTH
Issued 07/18/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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