Unclaimed
Michael Foster Owens is a financial professional who is actively registered as a broker-dealer in the state of New York. Michael holds Series 3, 7, 24, 63, and 65 licenses, along with the Securities Industry Essentials (SIE) exam. Michael is currently affiliated with Mariner Group Capital Markets, LLC and has been with them since 2018. Michael has a proven track record in the industry, having entered the industry in 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/11/2018 - Present
Mariner Group Capital Markets, LLC (New York NY)
BC
Issued 03/05/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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