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Michael Foster Owens

Mariner Group Capital Markets, LLC

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About Michael Foster Owens

Michael Foster Owens is a financial professional who is actively registered as a broker-dealer in the state of New York. Michael holds Series 3, 7, 24, 63, and 65 licenses, along with the Securities Industry Essentials (SIE) exam. Michael is currently affiliated with Mariner Group Capital Markets, LLC and has been with them since 2018. Michael has a proven track record in the industry, having entered the industry in 2006.

Firm Information

Michael Owens is currently registered with Mariner Group Capital Markets, LLC. Mariner Group Capital Markets, LLC is a Limited Liability Company formed on October 4, 2017. The firm is registered with the SEC and in 49 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Owens’s Registration & Firm History

NY

01/11/2018 - Present

Mariner Group Capital Markets, LLC (New York NY)

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Licenses & Designations

BC

Issued 03/05/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/19/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/21/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2018

Series 7 - General Securities Representative Examination

BC

Issued 11/20/2012

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Foster Owens.
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