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Michael Flaumenbaum

BMO Capital Markets Corp.

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About Michael Flaumenbaum

Michael Flaumenbaum is a financial professional with over 23 years of experience in the financial services industry. Michael is currently registered with BMO Capital Markets Corp. and is a licensed Series 7, Series 63, and Series 65 holder. Michael has previously held positions with Paloma Securities L.L.C. and Banc of America Securities LLC.

Firm Information

Michael Flaumenbaum is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Michael Flaumenbaum’s Registration & Firm History

NY

12/16/2009 - Present

BMO Capital Markets Corp. (New York NY)

NY

06/19/2006 - 12/21/2009

PALOMA SECURITIES L.L.C. (NEW YORK NY)

NY

06/08/1999 - 05/19/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/27/1998 - 03/27/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/05/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Michael Flaumenbaum. Review regulatory record here.
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