Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fitzgerald Cotton is a financial professional with over 30 years of experience in the financial services industry. Michael is registered with MML Investors Services, LLC and is licensed in Illinois and Texas. Michael has previously worked at MSI Financial Services, Inc., Fifth Third Securities, Inc., Citigroup Global Markets Inc., Citicorp Investment Services, National Securities Corporation, Madison Securities, Inc., Oak Ridge Investments, Inc., Prudential Securities Incorporated, Lehman Brothers Inc., and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IL
05/26/2017 - Present
MML Investors Services, LLC (CHICAGO IL)
IL
11/17/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
11/19/2009 - 11/18/2014
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
IL
05/29/2007 - 12/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
06/29/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
FL
08/03/1998 - 07/13/2004
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
IL
03/12/1997 - 08/10/1998
MADISON SECURITIES, INC. (CHICAGO IL)
IL
08/09/1995 - 03/14/1997
OAK RIDGE INVESTMENTS, INC. (CHICAGO IL)
NY
03/01/1993 - 07/14/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/10/1992 - 03/04/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
CO
05/26/1992 - 06/18/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 10/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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