Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Steffan is a financial advisor with Equitable Distributors, LLC. Michael has been in the financial industry since 2007. Michael has worked with various firms, including AXA Distributors, LLC, MML Distributors, LLC, Hartford Securities Distribution Company, Inc., and Hartford Equity Sales Company Inc. Michael is registered with FINRA and holds the following licenses: Series 7, Series 63, Series 66 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/22/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
12/04/2013 - 05/18/2018
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MA
01/02/2013 - 11/22/2013
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
01/01/2009 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
02/28/2008 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TN
08/09/2005 - 11/26/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 01/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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