Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Finley Bell is a financial advisor registered with UBS Financial Services Inc. Michael has been a registered representative for over 40 years and is licensed to offer investment advice in 47 states. In addition to his current registration with UBS Financial Services Inc., Michael was previously registered with Dean Witter Reynolds Inc. Michael is a member of FINRA. Michael specializes in providing a variety of financial products and services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
05/18/2005 - Present
UBS Financial Services Inc. (PHOENIX AZ)
NA
02/24/1978 - 02/09/1982
DEAN WITTER REYNOLDS INC.
NA
01/14/1974 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
03/02/1973 - 02/26/1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1977
PC - AMEX Put and Call Exam
BC
Issued 02/26/1973
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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