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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fillmore is a financial advisor at LPL Financial LLC, based in Fort Mill, SC. Michael has been in the financial industry since 2001. Michael's previous experience includes roles at Empower Financial Services, Inc., Charles Schwab & Co., Inc., Mid Atlantic Capital Corporation, Rafferty Capital Markets, LLC, Grant Williams L.P., Prudential Annuities Distributors, Inc, Lincoln Financial Distributors, Inc. and Vanguard Marketing Corporation. Michael holds Series 6, 7, 63, 65, 24, 99TO and SIE licenses and is registered with the state of South Carolina. Michael's areas of specialization include retirement planning, college savings, insurance and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
03/11/2024 - Present
LPL Financial LLC (FORT MILL SC)
CO
11/11/2021 - 02/22/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
PA
08/22/2018 - 01/26/2021
CHARLES SCHWAB & CO., INC. (Radnor PA)
PA
12/11/2015 - 04/19/2017
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
NY
03/11/2015 - 12/08/2015
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
PA
09/20/2012 - 11/11/2014
GRANT WILLIAMS L.P. (PHILADELPHIA PA)
PA
03/25/2009 - 10/13/2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
PA
01/14/2005 - 02/06/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
07/15/1996 - 01/10/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 09/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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