Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fernandez Refojo is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Fidelity Distributors Co. LLC in Smithfield, Rhode Island. Michael has held previous roles at several firms, including RBC Capital Markets, LLC, Frank Russell Capital Inc., Frank Russell Securities, Inc., Russell Fund Distributors, Inc., State Street Research Investment Services, Inc., and Fidelity Investments Institutional Services Company, Inc. Michael holds multiple licenses, including Series 3, 6, 7, 26, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
12/01/2020 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
07/03/2012 - 11/15/2019
RBC CAPITAL MARKETS, LLC (BOSTON MA)
WA
02/03/2004 - 08/11/2004
FRANK RUSSELL CAPITAL INC. (TACOMA WA)
WA
02/03/2004 - 08/11/2004
FRANK RUSSELL SECURITIES, INC. (SEATTLE WA)
WA
09/10/2003 - 08/11/2004
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
MA
01/05/2001 - 07/24/2003
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/28/1992 - 10/31/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
RI
08/02/1988 - 08/07/1992
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 10/08/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2013
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Refojo is the right advisor for you? Invested Better is here to help.
