Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Feliz is a financial advisor with Tradition Securities And Derivatives LLC based in New York, New York. Michael has been in the financial industry since December 9, 2021. Michael has a Series 7, Series 57, Series 63 and SIE license. Michael is registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/10/2021 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2022
Series 57TO - Securities Trader Exam
BC
Issued 12/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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