Unclaimed
Michael Feld is a financial professional with over 2 years of experience in the industry. Michael has a strong background in operations, having passed the Series 99 Operations Professional Exam. Michael is currently registered with Broadridge Business Process Outsourcing, LLC, where Michael has been employed since November 4, 2021. Prior to that, Michael was employed with CANTOR FITZGERALD & CO. from September 20, 2018 to December 7, 2020. Michael holds the SIE and Series 99 licenses and is dedicated to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/04/2021 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
09/20/2018 - 12/07/2020
CANTOR FITZGERALD & CO. (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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