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Michael Feld

Broadridge Business Process Outsourcing, LLC

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About Michael Feld

Michael Feld is a financial professional with over 2 years of experience in the industry. Michael has a strong background in operations, having passed the Series 99 Operations Professional Exam. Michael is currently registered with Broadridge Business Process Outsourcing, LLC, where Michael has been employed since November 4, 2021. Prior to that, Michael was employed with CANTOR FITZGERALD & CO. from September 20, 2018 to December 7, 2020. Michael holds the SIE and Series 99 licenses and is dedicated to providing excellent service to clients.

Firm Information

Michael Feld is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Feld’s Registration & Firm History

NJ

11/04/2021 - Present

Broadridge Business Process Outsourcing, LLC (Newark NJ)

NY

09/20/2018 - 12/07/2020

CANTOR FITZGERALD & CO. (New York NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Feld.
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