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Michael Faro

Ameriprise Financial Services, LLC

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About Michael Faro

Michael Faro is an investment advisor with Ameriprise Financial Services, LLC. Michael has been in the financial services industry since 1998. Michael currently holds licenses in Connecticut, New York, Pennsylvania, and Texas. Michael's background includes prior experience with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Murphy & Durieu. Michael has a strong background in providing financial advice to individuals, corporations, and trusts.

Firm Information

Michael Faro is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Faro’s Registration & Firm History

CT

12/22/2017 - Present

Ameriprise Financial Services, LLC (Greenwich CT)

NY

05/31/2017 - 12/05/2017

MORGAN STANLEY (NEW YORK NY)

NY

06/06/2011 - 06/01/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/03/2008 - 05/17/2011

MURPHY & DURIEU (NEW YORK NY)

NY

06/30/2008 - 10/29/2008

MATRIX U.S.A., LLC (NEW YORK NY)

NY

05/10/2007 - 03/07/2008

SWEDBANK FIRST SECURITIES, LLC (NEW YORK NY)

NY

01/05/2005 - 05/07/2007

HANDELSBANKEN MARKETS SECURITIES, INC. (NEW YORK NY)

NY

11/06/2000 - 01/03/2005

ABG SUNDAL COLLIER INC. (NEW YORK NY)

NY

05/27/2000 - 11/07/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

09/02/1999 - 05/27/2000

SCHRODER & CO. INC. (NEW YORK NY)

NY

11/21/1997 - 06/14/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

01/01/1997 - 05/14/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

01/01/1997 - 05/14/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/19/1997

Series 7 - General Securities Representative Examination

BC

Issued 12/24/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Faro. Review regulatory record here.
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