Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rubin is a registered investment advisor representative. Michael is affiliated with LPL Enterprise, LLC. Michael has been in the securities industry since August 1, 2011. Michael has passed the Series 63, Series 65, Series 6, and SIE exams. Michael is registered in Florida, Illinois, Indiana, and New York. Michael has been affiliated with TJM Investments, LLC, Equitec Trading, LLC, and Sphinx Trading, LP. Michael provides financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
11/14/2024 - Present
LPL Enterprise, LLC (ORLAND PARK IL)
IL
11/05/2014 - 07/20/2017
TJM INVESTMENTS, LLC (CHICAGO IL)
IL
11/07/2012 - 11/04/2014
EQUITEC TRADING, LLC (CHICAGO IL)
IL
04/28/2011 - 11/01/2012
SPHINX TRADING, LP (CHICAGO IL)
IA
Issued 11/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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