Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael F Roan is a financial professional with over 30 years of experience in the industry. Michael is currently registered with St. Bernard Financial Services, Inc. in Russellville, AR. Michael has a strong background in securities and investment products, having held various positions at several firms throughout their career. Michael is committed to providing clients with personalized financial guidance and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
05/10/2023 - Present
ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)
RI
05/18/2022 - 06/02/2023
LPL FINANCIAL LLC (Cranston RI)
RI
10/23/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Cranston RI)
NE
10/13/2015 - 10/05/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
01/31/2011 - 02/23/2015
BTS SECURITIES CORPORATION (LINCOLN MA)
MA
10/14/2009 - 05/07/2010
ONEAMERICA SECURITIES, INC. (FRAMINGHAM MA)
MA
04/01/2006 - 07/22/2008
METLIFE INVESTORS DISTRIBUTION COMPANY (NORFOLK MA)
CA
08/11/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
VA
11/26/2002 - 08/04/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
03/18/1999 - 11/22/2002
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IN
01/31/1996 - 05/18/1998
MDS SECURITIES INCORPORATED (CARMEL IN)
IN
03/25/1994 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
02/03/1994 - 03/26/1994
USLIFE EQUITY SALES CORP. (NEW YORK NY)
CA
02/08/1989 - 02/22/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
OR
12/05/1992 - 01/01/1994
L & M SECURITIES COMPANY (PORTLAND OR)
AZ
05/13/1991 - 10/21/1991
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
12/05/1989 - 04/24/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/28/1986 - 02/25/1989
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 11/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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