Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael F. Pearson is a financial advisor with over 11 years of experience in the financial services industry. Michael is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut and Texas. Michael has previously worked at Fidelity Brokerage Services LLC in Fairfield, Connecticut. Michael holds a Series 3, 7, 9, 10 and 66 licenses. Michael is registered in 51 states and is active in both the Broker-Dealer and Investment Advisor space. Michael’s firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm with over $1 trillion in assets under management. The firm specializes in providing a variety of financial services, including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/03/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
CT
09/16/2010 - 07/06/2011
FIDELITY BROKERAGE SERVICES LLC (FAIRFIELD CT)
BOTH
Issued 12/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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