linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael F Ott

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael F Ott

Michael Ott is a registered representative with Northwestern Mutual Investment Services, LLC and has been working in the financial services industry since 2010. Michael has experience working at various firms including HIGHTOWER SECURITIES, LLC, LPL FINANCIAL LLC, BMO HARRIS FINANCIAL ADVISORS, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and FIFTH THIRD SECURITIES, INC. Michael holds the Series 6, 7, 63 and 66 securities licenses. Michael is licensed to provide investment advisory services in Illinois and Connecticut.

Firm Information

Michael Ott is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Ott’s Registration & Firm History

IL

06/20/2023 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

IL

02/03/2022 - 09/22/2022

HIGHTOWER SECURITIES, LLC (CHICAGO IL)

IL

03/24/2021 - 01/27/2022

LPL FINANCIAL LLC (CHICAGO IL)

IL

09/28/2020 - 03/24/2021

BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)

IL

12/14/2016 - 01/06/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)

IL

08/02/2010 - 11/28/2016

FIFTH THIRD SECURITIES, INC. (CHICAGO IL)

Not sure if Michael F Ott is right for you?

Licenses & Designations

BOTH

Issued 05/09/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2015

Series 7 - General Securities Representative Examination

BC

Issued 07/30/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael F Ott.
Not sure if Michael F Ott is right for you?