Unclaimed
Michael F. Nguyen is an investment advisor representative who is currently registered with Syndicated Capital, Inc. Michael is a licensed professional with over 10 years of experience in the financial services industry. Michael has held positions with MML Investors Services, LLC, DWTS, LLC, CFSMB, LLC, and MassMutual Life Insurance Company. The firm's main office is located in Diamond Bar, CA. Michael F. Nguyen is also licensed to provide investment advisory services in California, Kentucky, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b1; ntf mutal fund service fees
1
2
CA
01/01/2025 - Present
Syndicated Capital, Inc. (MONROVIA CA)
CA
01/25/2021 - 10/14/2021
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
BOTH
Issued 03/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Michael Nguyen is the right advisor for you? Invested Better is here to help.