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Michael F. Nguyen

Syndicated Capital, Inc.

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About Michael F. Nguyen

Michael F. Nguyen is an investment advisor representative who is currently registered with Syndicated Capital, Inc. Michael is a licensed professional with over 10 years of experience in the financial services industry. Michael has held positions with MML Investors Services, LLC, DWTS, LLC, CFSMB, LLC, and MassMutual Life Insurance Company. The firm's main office is located in Diamond Bar, CA. Michael F. Nguyen is also licensed to provide investment advisory services in California, Kentucky, and Virginia.

Firm Information

Michael Nguyen is currently registered with Syndicated Capital, Inc.. Syndicated Capital, Inc. is a California-based corporation that was formed in February 1986. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. They are registered with the SEC and in all 50 states. Syndicated Capital, Inc. manages approximately $115,319,317 in assets for 436 clients.
Syndicated Capital, Inc.

21671 GATEWAY CENTER DRIVE

DIAMOND BAR, CA 91765

$115.32M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b1; ntf mutal fund service fees

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Michael Nguyen’s Registration & Firm History

CA

01/01/2025 - Present

Syndicated Capital, Inc. (MONROVIA CA)

CA

01/25/2021 - 10/14/2021

MML INVESTORS SERVICES, LLC (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 03/26/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael F. Nguyen.
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