Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael F. Laguardia is a financial professional with over 27 years of experience in the industry. Michael currently works with LPL Financial LLC, a large firm with over $50 billion in assets under management. Michael is a registered representative in seven states and has extensive experience in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/09/2021 - Present
LPL Financial LLC (MELVILLE NY)
NY
05/07/2021 - 06/09/2021
M&T SECURITIES, INC. (Buffalo NY)
NY
02/26/2014 - 05/07/2021
LPL FINANCIAL LLC (BAY SHORE NY)
NY
04/28/2018 - 04/29/2021
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Jericho NY)
NY
07/20/2005 - 02/26/2014
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NY
01/01/2005 - 06/01/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/17/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
CA
11/29/1999 - 04/18/2001
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
06/08/1998 - 11/19/1999
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
06/28/1994 - 07/20/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 06/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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