Unclaimed
Michael F. Grunauer is a registered investment advisor representative, who has over 30 years of experience in the financial industry. Michael is currently registered with Bankers Life Advisory Services, Inc. and has worked in the past with other firms like Pershing LLC, E*TRADE Securities LLC, HarrisDirect LLC, Charles Schwab & Co., Inc., and Dean Witter Reynolds Inc. Michael holds multiple licenses, including Series 7, Series 10, Series 24, Series 63, Series 65, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
1
2
IL
02/11/2023 - Present
Bankers Life Advisory Services, Inc. (CHICAGO IL)
IL
08/09/2005 - 01/20/2021
PERSHING LLC (OAK BROOK IL)
NJ
08/10/2004 - 04/28/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
06/25/2001 - 08/03/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
TX
05/01/1991 - 07/23/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
03/31/1990 - 12/20/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/25/1989 - 11/06/1989
J. W. GANT & ASSOCIATES, INC.
IA
Issued 02/11/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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