Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Everett Regina is a financial professional with over 14 years of experience in the financial services industry. Michael is currently registered with Fidelity Brokerage Services LLC. Michael has been in the financial industry since September 28, 2009. Michael has passed numerous industry exams, including the Series 66, Series 63, Series 9, Series 10, SIE, and Series 7. Michael has previously worked at Fidelity Brokerage Services LLC in Jacksonville, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/10/2019 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
04/24/2008 - 11/02/2017
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 12/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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