Unclaimed
Michael Evan Gottlieb is a financial professional with over 15 years of experience in the securities industry. Michael is currently registered with Guggenheim Securities, LLC and has been with the firm since July 1, 2014. Prior to joining Guggenheim Securities, LLC, Michael was employed by Barclays Capital Inc. and Lehman Brothers Inc. Michael holds a Series 7, Series 63, Series 79TO and SIE licenses. Michael is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/01/2014 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
09/22/2008 - 04/14/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/13/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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