Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Berkley is a financial advisor who has been in the industry since 2003. Michael is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Waltham, Massachusetts. Michael has held previous roles at various firms including OneAmerica Securities, Inc., Lincoln Financial Securities Corporation, U.S. Wealth Advisors, LLC., Ameriprise Financial Services, Inc., John Hancock Funds, LLC, Signator Investors, Inc., IDS Life Insurance Company, and American Express Financial Advisors Inc. Michael holds multiple securities licenses and registrations including Series 7, Series 9, Series 10, Series 24, Series 4, Series 51, Series 52TO, and Series 53. Michael is also registered as an Investment Advisor Representative in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
01/22/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Waltham MA)
IN
08/17/2009 - 11/21/2014
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
MA
05/13/2009 - 05/26/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (BRAINTREE MA)
MA
04/05/2007 - 05/22/2009
U.S. WEALTH ADVISORS, LLC. (BRAINTREE MA)
MA
04/25/2006 - 03/23/2007
AMERIPRISE FINANCIAL SERVICES, INC. (BOSTON MA)
MA
02/01/2005 - 04/12/2006
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
02/01/2005 - 04/03/2006
SIGNATOR INVESTORS, INC. (BOSTON MA)
MN
12/17/2002 - 01/19/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/18/2002 - 01/19/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 03/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/28/2006
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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