Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roozeboom is a financial advisor at LPL Financial LLC. Michael has been in the industry since August 2, 1995. Michael holds Series 63, 65, 7, 52, 8, 9, 10 and SIE licenses. Michael has been registered with LPL Financial LLC since February 2008. Michael also has experience working at AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Piper Jaffray & Co., and H&R Block Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/10/2013 - Present
LPL Financial LLC (OSKALOOSA IA)
IA
10/31/2005 - 03/14/2008
AIG FINANCIAL ADVISORS, INC. (OSKALOOSA IA)
AZ
10/03/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
04/12/2001 - 10/14/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MI
08/03/1995 - 04/25/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 02/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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