Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Peterson is a financial advisor currently registered with LPL Financial LLC, located in LINCOLN, NE. Michael has been in the financial industry since June 1989. Michael has been registered with LPL Financial LLC since September 2020. Prior to LPL Financial LLC, Michael was registered with CETERA ADVISORS LLC, SMITH HAYES FINANCIAL SERVICES CORPORATION, CITIGROUP GLOBAL MARKETS INC., DEAN WITTER REYNOLDS INC., and DAIN BOSWORTH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
09/04/2020 - Present
LPL Financial LLC (LINCOLN NE)
NE
04/18/2016 - 09/01/2020
CETERA ADVISORS LLC (LINCOLN NE)
NE
11/24/2006 - 04/15/2016
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
NE
12/06/2000 - 11/30/2006
CITIGROUP GLOBAL MARKETS INC. (LINCOLN NE)
NY
01/29/1992 - 12/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/28/1989 - 05/12/1992
DAIN BOSWORTH INCORPORATED
BC
Issued 07/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1992
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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