Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Moffitt is a financial professional with over 35 years of experience in the financial services industry. Michael is a registered representative of Silver OAK Securities, Inc. and has a long history of working with clients in the areas of financial planning and portfolio management. Michael’s previous experience includes positions with LPL FINANCIAL LLC, NATIONAL PLANNING CORPORATION, WALNUT STREET SECURITIES, INC., SUNAMERICA SECURITIES, INC. and ANCHOR NATIONAL FINANCIAL SERVICES, INC. Michael's dedication to client service and a commitment to helping his clients achieve their financial goals makes him a trusted advisor to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
01/31/2021 - Present
Silver OAK Securities, Inc. (West Des Moines IA)
IA
07/31/2012 - 10/09/2018
LPL FINANCIAL LLC (CRESTON IA)
IA
06/12/2003 - 07/31/2012
NATIONAL PLANNING CORPORATION (CRESTON IA)
CA
09/14/1999 - 06/19/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
AZ
05/19/1992 - 09/14/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
05/10/1988 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
09/11/1985 - 05/25/1988
WADDELL & REED, INC.
IA
Issued 09/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/10/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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