Unclaimed
Michael Goldston is a financial advisor registered with Thoroughbred Financial Services, LLC, a firm based in Brentwood, Tennessee. Michael has over 40 years of experience in the financial services industry and has held positions at several other firms including Cambridge Way, Inc., PaineWebber Incorporated, Dean Witter Reynolds Inc., and J.C. Bradford & Co. Michael is also a co-owner of Highlands of Leipers Fork, a real estate development company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/09/2023 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
TN
09/24/1987 - 08/07/2009
CAMBRIDGE WAY, INC. (BRENTWOOD TN)
NA
04/23/1982 - 09/23/1987
PAINEWEBBER INCORPORATED
NA
07/15/1980 - 05/14/1982
DEAN WITTER REYNOLDS INC.
NA
06/21/1979 - 07/27/1980
J.C. BRADFORD & CO.
IA
Issued 03/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1989
Series 24 - General Securities Principal Examination
BC
Issued 12/02/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1982
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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