Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dutton is an investment advisor representative with D.a. Davidson & Co. Michael has been in the industry since March 21, 1984. Michael is registered in Texas and Washington. Michael has a total of 17 years of experience with previous employers including WELLS FARGO INVESTMENTS, LLC, DAIN RAUSCHER INCORPORATED, and DAIN BOSWORTH INCORPORATED. Michael has passed the Series 65, Series 63, Series 9, Series 10, Series 8, SIE, Series 31, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
05/19/2006 - Present
D.a. Davidson & Co. (EVERETT WA)
WA
05/13/1999 - 05/19/2006
WELLS FARGO INVESTMENTS, LLC (EVERETT WA)
NY
03/02/1998 - 05/14/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
03/31/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
03/22/1984 - 03/31/1995
DAIN BOSWORTH INCORPORATED
IA
Issued 09/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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